บริษัทหลักทรัพย์ ฟินันเซีย ไซรัส จำกัด (มหาชน)

ร่วมงานกับเรา

Legal & Compliance Officer - Capital Asia Investment (จำนวนที่รับ 1 คน)

คุณสมบัติ

- Bachelor’s degree or higher in Law
- At least 2-4 years of relevant experience preferably in financial institutions or law firm
- Experience in a financial institution environment is a plus
- The ability to multitask, priorities, organize information and stakeholder management are essential
- The ideal candidate should be proactive, adaptable, and possess strong analytical and decision-making skills
- Thrive in a team-oriented environment and collaborate with various front and back departments
- Ability to work independently with limited supervision

ลักษณะงาน

- Day-to-day handling of legal and compliance matters for our group companies, including matters related to capital market transactions and fund operations.
- Conduct or support compliance risk assessments - working with internal functions and management to help identify, assess compliance risks, and develop, report, and monitor mitigation actions.
- Act as reviewer or translator for materials Thai as and when required.
- Organize and maintain all corporate and compliance-related records and files.
- Maintain corporate and compliance review schedule, including follow-up of all items required by regulators for legal or audit purposes.
- Act as backup administrative support for regional offices.
- Assist in drafting and reviewing settlement paperwork, contracts, client agreements, corporate documents, corporate certificates, and other legal documents.
- Research and review judicial precedents, domestic and international laws, rules and regulations, published circulars, journals, and articles.
- Monitor contracts and their legal obligations.
- Assist with taking minutes, drafting, or providing advice on the content of minutes when necessary.
- Assist in reviewing minutes to ensure legal requirements are complied with.
- Liaise with external legal counsel, both domestic and international, on regulatory, transactional, and operational matters.
Workplace: Gaysorn Tower

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02 782 2400

( 08.30-18.00 น.)

สงวนลิขสิทธิ์ 2558- บริษัทหลักทรัพย์ ฟินันเซีย ไซรัส จำกัด (มหาชน)

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